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Annual Survey of Industries 2013-14

India, 2014 - 2015
Reference ID
IND_2014_ASI_v01_M
Producer(s)
Central Statistics Office (Industrial Statistics Wing)
Metadata
DDI/XML JSON
Created on
Jun 26, 2017
Last modified
Jun 26, 2017
Page views
22137
Downloads
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  • Study Description
  • Data Dictionary
  • Downloads
  • Get Microdata
  • Related Publications
  • Identification
  • Version
  • Scope
  • Coverage
  • Producers and sponsors
  • Sampling
  • Survey instrument
  • Data collection
  • Data processing
  • Data appraisal
  • Access policy
  • Data Access
  • Disclaimer and copyrights
  • Contacts
  • Identification

    Survey ID number

    IND_2014_ASI_v01_M

    Title

    Annual Survey of Industries 2013-14

    Translated Title

    English

    Country
    Name Country code
    India IND
    Study type

    Enterprise Survey [en/oth]

    Series Information

    The Collection of Statistics (Central) Rules, 1959 framed under the 1953 Act provided for, among others, a comprehensive Annual Survey of Industries (ASI) in India. This survey replaced both the CMI (Census of Manufacturing Industries) and SSMI (Sample Survey of Manufacturing Industries). The ASI was launched in 1960 with 1959 as the reference year and is continuing since then except for 1972. For ASI, the Collection of Statistics Act 1953 and the rules frame there-under in 1959 provides the statutory basis. The ASI refers to the factories defined in accordance with the Factories Act 1948, and thus has coverage wider than that of the CMI and SSMI put together.

    Abstract

    Introduction

    The Annual Survey of Industries (ASI) is the principal source of industrial statistics in India. It provides statistical information to assess and evaluate, objectively and realistically, the changes in the growth, composition and structure of organized manufacturing sector comprising activities related to manufacturing processes, repair services, gas and water supply and cold storage. The survey has so far been conducted annually under the statutory provisions of the Collection of Statistics (COS) Act, 1953 and the rules framed there-under in 1959 except in the State of Jammu & Kashmir where it is conducted under the J&K Collection of Statistics Act, 1961 and rules framed there under in 1964. From ASI 2010-11 onwards, the survey is to be conducted annually under the statutory provisions of the Collection of Statistics (COS) Act, 2008 and the rules framed there-under in 2011except in the State of Jammu & Kashmir where it is to be conducted under the J&K Collection of Statistics Act, 1961 and rules framed there under in 1964.

    ASI schedule is the basic tool to collect required data for the factories registered under Sections 2(m)(i) and 2(m)(ii) of the Factories Act, 1948. In addition to Sections 2(m)(i) & 2(m)(ii) of the Factories Act, 1948, bidi & cigar units, employing 10 or more workers with the aid of power and 20 or more workers without the aid of power and registered under the Bidi & Cigar Workers (Conditions of Employment) Act, 1966 are also covered in ASI. Although the scope of the ASI is extended to all registered manufacturing establishments in the country, establishments under the control of the Defence Ministry, oil storage and distribution units, restaurants and cafes and technical training institutions not producing anything for sale or exchange were kept outside the coverage of the ASI.

    The schedule for ASI, at present, has two parts. Part-I of ASI schedule, processed at the CSO (IS Wing), Kolkata, aims to collect data on assets and liabilities, employment and labour cost, receipts, expenses, input items: indigenous and imported, products and by-products, distributive expenses, etc. Part-II of ASI schedule is processed by the Labour Bureau. It aims to collect data on different aspects of labour statistics, namely, working days, man-days worked, absenteeism, labour turnover, man-hours worked etc. The concepts and definition of various terms used in collection of ASI data are given in Chapter Two, and the details of the schedule, item descriptions and procedures for collecting information for each item.

    Kind of Data

    Sample survey data [ssd]

    Unit of Analysis

    The primary unit of enumeration in the survey is a factory in the case of manufacturing industries, a workshop in the case of repair services, an undertaking or a licensee in the case of electricity, gas & water supply undertakings and an establishment in the case of bidi & cigar industries. The owner of two or more establishments located in the same State and pertaining to the same industry group and belonging to same scheme (census or sample) is, however, permitted to furnish a single consolidated return. Such consolidated returns are common feature in the case of bidi and cigar establishments, electricity and certain public sector undertakings.

    Version

    Version Description

    Version1.0

    Version Date

    2016-08-08

    Version Notes

    The final unit level data of ASI 2013-14 is available in electronic media that can be had from Computer Centre, MOSPI on payment. The same is reproduced here. Meta data
    contains Schedule, Code list and Tabulation programme. These may be referred before processing the data.

    Reports/Tables and related documents are attached.

    Variable common to all the blocks is DSL.

    Scope

    Notes

    ASI schedule is the basic tool to collect required data for the factories registered under Sections 2(m)(i) and 2(m)(ii) of the Factories Act, 1948. The schedule for ASI, at present, has two parts. Part-I of ASI schedule, processed at the CSO (IS Wing), Kolkata, aims to collect data on assets and liabilities, employment and labour cost, receipts, expenses, input items: indigenous and imported, products and by-products, distributive expenses, etc. Part-II of ASI schedule is processed by the Labour Bureau. It aims to collect data on different aspects of labour statistics, namely, working days, mandays worked, absenteeism, labour turnover, man-hours worked etc.

    Topics
    Topic Vocabulary URI
    Macroeconomics & Growth World Bank http://www.surveynetwork.org/toolkit
    Private Sector & Trade World Bank http://www.surveynetwork.org/toolkit
    Public Sector World Bank
    Keywords
    FIXED CAPITAL WORKING CAPITAL EMPLOYEES WAGES AND SALARIES TOTAL EMOLUMENTS FUELS CONSUMED DEPRECIATION NET VALUE ADDED TOTAL INPUT TOTAL OUTPUT BLOCK-A (IDENTIFICATION BLOCK FOR OFFICIAL USE) BLOCK-B (TO BE FILLED BY OWNERS) BLOCK-C (FIXED ASSETS) BLOCK-D (WORKING CAPITAL AND LOANS) BLOCK-E (EMPLOYMENT AND LABOUR COST) BLOCK-F (OTHER EXPENSES) BLOCK-G (OTHER OUTPUT/RECEIPTS) BLOCK-H (INPUT ITEMS - Indigenous items consumed) BLOCK-I (INPUT ITEMS - Directly imported items only (consumed)) BLOCK-J (PRODUCTS AND BY-PRODUCTS (Manufactured by the unit))

    Coverage

    Geographic Coverage

    The ASI extends its coverage to the entire country upto state level.

    Universe

    The survey cover factories registered under the Factory Act 1948.

    Producers and sponsors

    Primary investigators
    Name Affiliation
    Central Statistics Office (Industrial Statistics Wing) Ministry of Statistics and PI, Government of India
    Producers
    Name Affiliation Role
    CSO ( IS Wing), Kolkata MoSPI Analysis, Design & Processing
    Field Operation Division, NSSO MoSPI Data Collection
    Computer Centre MoSPI Data Dissemination
    Funding Agency/Sponsor
    Name
    Government of India
    Other Identifications/Acknowledgments
    Name Affiliation Role
    Standing Committee on Industiral Statistics GOI Formulation and Finalisation of Survey Study
    Computer Centre MoSPI Data Dissemination and Web hosting

    Sampling

    Sampling Procedure

    The sampling design adopted in ASI has undergone considerable changes from time to time, taking into account the technical and other requirements. The earlier sampling design had been adopted from ASI 2007-08 to ASI 2011-12. From ASI 2012-13, a new sampling design has been adopted following the recommendation of Dr. S. L.Shetty Committee and approved by the SCIS subsequently. According to the new sampling design, all the factories in the updated frame are divided into two sectors, viz., Census and Sample.

    Census Sector: Census Sector consists of the following units:
    a) All industrial units belonging to the six less industrially developed states/ UT's viz.Manipur, Meghalaya, Nagaland, Sikkim, Tripura and Andaman & Nicobar Islands.
    b) For the rest of the twenty-six states/ UT's., (i) units having 100 or more employees, and (ii) all factories covered under Joint Returns.
    c) After excluding the Census scheme units, as defined above, all units belonging to the strata (State x District x Sector x 4 digit NIC 2008) having less than or equal to 4 units are also considered under Census Scheme. It may be noted that in the formation of stratum, the sectors are considered as Bidi, Manufacturing and Electricity.

    Sample Sector
    All the remaining units in the frame are considered under Sample Scheme. For all the states, strata are formed for each State x District x Sector x 4 digit NIC2008 factories. The units are arranged in descending order of their number of employees. Samples are drawn as per Circular Systematic Sampling technique for this scheme. An even number of units with a minimum of 4 units are selected and distributed in four sub-samples. It may be noted that all the 4 sub-samples from a particular stratum may not have equal number of units. Out of these 4 sub-samples, two pre-assigned sub-samples are given to NSSO (FOD) and the other two-subsamples are given to State/UT for data collection.

    The entire census units plus all the units belonging to the two sub-samples given to NSSO (FOD) are treated as the Central Sample.

    The units belonging to the two sub-samples allocated to States/UTs are to be canvassed by the respective States/UTs. Hence, State/UT has to use the data (collected by NSSO (FOD) and processed by CSO (IS Wing)) along with the state sample data while deriving the district level estimates for their respective State/UT.

    The entire census units plus all the units belonging to the two sub-samples given to NSSO (FOD) plus all the units belonging to the two sub-samples given to State/UT are required for pooling of Central and State Samples.

    Deviations from the Sample Design

    The sampling design adopted in ASI has undergone considerable changes from time to time, taking into account the technical and other requirements. The present sampling design has been adopted from ASI 2007-08. All the factories in the updated frame are divided into two sectors, viz., Census and Sample.

    Weighting

    WGT (Multiplier Factor) is the weighing variable from Block A : Identification Block.
    For Census data WGT has been given weight as 1.

    Survey instrument

    Questionnaires

    Annual Survey of Industries Questionnaire is divided into different blocks:

    BLOCK A.IDENTIFICATION BLOCK - This block has been designed to collect the descriptive identification of the sample enterprise. The items are mostly self-explanatory.

    BLOCK B. TO BE FILLED BY OWNER OF THE FACTORY - This block has been designed to collect the particulars of the sample enterprise. This point onwards, all the facts and figures in this return are to be filled in by owner of the factory.

    BLOCK C: FIXED ASSETS - Fixed assets are of a permanent nature having a productive life of more than one year, which is meant for earning revenue directly or indirectly and not for the purpose of sale in ordinary course of business. They include assets used for production, transportation, living or recreational facilities, hospital, school, etc. Intangible fixed assets like goodwill, preliminary expenses including drawing and design etc are excluded for the purpose of ASI. The fixed assets have, at the start of their functions, a definite value, which decreases with wear and tear. The original cost less depreciation indicates that part of value of fixed assets, which has not yet been transferred to the output. This value is called the residual value. The value of a fixed asset, which has completed its theoretical working life should always be recorded as Re.1/-. The revalued value is considered now. But depreciation will be taken on original cost and not on revalued cost.

    BLOCK D: WORKING CAPITAL & LOANS - Working capital represents the excess of total current assets over total current liabilities.

    BLOCK E : EMPLOYMENT AND LABOUR COST - Particulars in this block should relate to all persons who work in and for the establishment including working proprietors and active business partners and unpaid family workers. However, Directors of incorporated enterprises who are paid solely for their attendance at meeting of the Board of Directors are to be excluded.

    BLOCK F : OTHER EXPENSES - This block includes the cost of other inputs as both the industrial and nonindustrial service rendered by others, which are paid by the factory and most of which are reflected in the ex-factory value of its production during the accounting year.

    BLOCK G : OTHER INCOMES - In this block, information on other output/receipts is to be reported.

    BLOCK H: INPUT ITEMS (indigenous items consumed) - This block covers all those goods (raw materials, components, chemicals, packing material, etc.), which entered into the production process of the factory during the accounting year. Any material used in the production of fixed assets (including construction work) for the factory's own use should also be included. All intermediate products consumed during the year are to be excluded. Intermediate products are those, which are produced by the factory but are, subjected to further manufacture. For example, in a cotton textile mill, yarn is produced from raw cotton and the same yarn is again used for manufacture of cloth. An intermediate product may also be a final product in the same factory. For example, if the yarn produced by the factory is sold as yarn, it becomes a final product and not an intermediate product. If however, a part of the yarn produced by a factory is consumed by it for manufacture of cloth, that part of the yarn so used will be an intermediate product.

    BLOCK I: INPUT ITEMS – directly imported items only (consumed) - Information in this block is to be reported for all imported items consumed. The items are to be imported by the factory directly or otherwise. The instructions for filling up of this block are same as those for Block H. All imported goods irrespective of whether they are imported directly by the unit or not, should be recorded in Block I. Moreover, any imported item, irrespective of whether it is a basic item for manufacturing or not, should be recorded in Block I. Hence 'consumable stores' or 'packing items', if imported, should be recorded in Block I and not in Block H.

    BLOCK J: PRODUCTS AND BY-PRODUCTS (manufactured by the unit) - In this block information like quantity manufactured, quantity sold, gross sale value, excise duty, sales tax paid and other distributive expenses, per unit net sale value and ex-factory value of output will be furnished by the factory item by item. If the distributive expenses are not available product-wise, the details may be given on the basis of reasonable estimation.

    Data collection

    Dates of Data Collection
    Start End
    2014-10-01 2015-06-30
    Time Method

    The reference period (year) for ASI is the financial year (April-March) for all items.
    The actual survey period for ASI is generally from the month of September to April in the subsequent year following the reference period.
    Thus in ASI 2013-2014, data collected from establishments relate to their respective accounting years that ended on any day between 1st April 2013 and 31st March 2014. Survey was conducted in the year 2014-2015 (October 2014 to June 2015).

    Data Collectors
    Name Affiliation
    Field Operation Division, NSSO Ministry of Statistics and Programme Implementation
    Supervision

    NSSO under the the Ministry of Statistics and PI, Government of India is responsible for supervision of data collection.

    The entire field work pertaining to central sample of Annual Survey of Industries is undertaken by the Field Operations Division (FOD) of NSSO. The ASI fieldwork is to be done by the Superintending Officers (S.Os) while the headquarters of FOD is responsible for the overall planning and execution of field work, control and monitoring of the progress at all India level, the Deputy Director Generals of the six Zonal Offices co-ordinate and monitor the progress in their jurisdiction. Planning and execution of the field work in the jurisdiction of Regional Office is the responsibility of the Regional Head.

    Due to the introduction of Web Portal for collection, compilation and dissemination of ASI data, the entire operation will be web-based, and functions and operations as defined in the Operational Manual of ASI web portal. However, keeping in view that the existing practices and procedures will be followed for some more time either by FOD or by DES.

    There is an in-built system of providing training to all Superintending Officers (S.Os) in the technique of conducting ASI work. Zonal training centres set up at Jaipur, Lucknow, Nagpur, Bangalore, Kolkata and Guwahati each headed by a Deputy Director General are responsible for providing training on ASI to S.Os. In these centers, special intensive courses of training on ASI are organised, in addition to other regular training programmes. This is apart from the training imparted to the S.Os in the Sub-Regional and Regional Offices before entrusting them with the actual field work

    ASI is a time-bound survey. It is therefore extremely important to complete the entire fieldwork in the prescribed timeframe. For this purpose allotment to be made to the available number of S.Os in all the sub-regional offices/notional sub-regional offices at Regional Headquarters. In allotting the ASI factories among the S.Os, it is to be ensured that the total workload (including that of Agricultural Statistics work) per S.Os is as balanced and equitable as possible. This should be done after a proper assessment of size, location, geographical contiguity and the experience of the worker to the extent possible. It is also envisaged that at the time of allotting factories to the S.Os. the jurisdiction and factories be rotated among the S.Os in each SRO, as per the work allocation instructions issued by the Headquarters.

    Data Collection Notes

    ASI Schedule has two parts: Part-I and Part-II. Part-I of ASI schedule aims to collect data on assets and liabilities, employment and labour cost, receipts, expenses, input items – indigenous and imported, products and by-products, distributive expenses etc. Part-II of ASI schedule aims to collect data on different aspects of labour statistics, namely, working days, mandays worked, absenteeism, labour turnover, manhours worked, earning and social security benefits.

    Data processing

    Data Editing

    Data submitted by the factories undergo manual scrutiny at different stages.

    1. They are verified by field staff of NSSO from factory records.

    2. Verified returns are manually scrutinized by senior level staff before sending to data processing centre.

    3. At the data processing centre these are scrutinized before data entry.

    4. The entered data are subjected to computer editing and corrections.

    5. Tabulated data are checked for anomalies and consistency with previous results.

    Data appraisal

    Estimates of Sampling Error

    Relative Standard Error (RSE) is calculated in terms of worker, wages to worker and GVA using the formula (Pl ease refer to Estimation Procedure document in external resources).

    Data Appraisal

    To check for consistency and reliability of data the same are compared with the NIC-2digit level growth rate at all India Index of Production (IIP) and the growth rates obtained from the National Accounts Statistics at current and constant prices for the registered manufacturing sector.

    Access policy

    Location of Data Collection

    MOSPI Microdata Archive

    Archive where study is originally stored

    Ministry of Statistics & Programme Implementation
    http://164.100.34.62/index.php/catalog/ASI
    Cost: Payment required

    Data Access

    Access authority
    Name Affiliation URL Email
    Deputy Director General Computer Center, Ministry of Statistics and P.I mospi.nic.in ddg.cc-mospi@gov.in
    Deputy Director General CSO(IS Wing), Kolkata, Ministry of Statistics and P.I mospi.nic.in cso_isw@yahoo.co.in
    Confidentiality
    Is signing of a confidentiality declaration required? Confidentiality declaration text
    yes The ASI data at factory level are strictly confidential and are to be used only for statistical purposes after aggregation. The collection of Statistics Act assures confidentiality of the data to the factories. To ensure confidentiality, data of factories with less than three units in an industry are merged. Location of the unit is also not divulged in the micro data. Collection of Statistical Act 2008, Chapter - III, Article - 9
    Access conditions

    Data is chargeable. Access conditions, policies and procedures are detailed on the home page of the Microdata Archive.

    Citation requirements

    ASI Survey 2013-14, provided by CSO(IS Wing) Kolkata.

    Disclaimer and copyrights

    Disclaimer

    The user of the data acknowledges that the original collector of the data, the authorised distributor of the data, and the relevant funding agency bear no responsibility for use of the data or for interpretations or inferences based upon such uses.

    Copyright

    ASI 2014-15, CSO(IS Wing), Kolkata

    Contacts

    Contacts
    Name Affiliation Email URL
    ASI Processing and Report Deputy Director General, CSO (IS Wing) 1, Council House Street, Kolkata cso_isw@yahoo.co.in www.mospi.nic.in
    Data Dissemination Deputy Director General, Computer Centre, East Block-10, R K Puram, New Delhi ddg.cc-mospi@gov.in www.mospi.nic.in
    Data Dissemination Deputy Director, Computer Centre, East Block-10, R K Puram, New Delhi asidata.cc-mospi@gov.in www.mospi.nic.in
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